SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 27, 2002 ------------------ ICU MEDICAL, INC. ----------------- (Exact name of registrant as specified in its charter) DELAWARE -------- (State or other jurisdiction of incorporation) 0-19974 33-0022692 - ------------------------ ------------------------------------ (Commission File Number) (I.R.S. Employer Identification No.) 951 Calle Amanecer San Clemente, California 92673 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (949) 366-2183 ---------------- N/A --- (Former name or former address, if changed since last report)
INFORMATION TO BE INCLUDED IN THE REPORT Item 5. Other Events On March 15, 2002, ICU Medical, Inc. effected a three-for-two stock in the form of a fifty-percent stock dividend. Certain financial and statistical data included in the Form 10-K for the year ended December 31, 2001 will be restated for the effect of the stock split. The principal items affected are: Net Income Per Share: - -------------------- 2001 2000 1999 1998 1997 ---- ---- ---- ---- ---- Before restatement Basic $1.80 $1.42 $1.16 $0.90 $0.71 Diluted $1.60 $1.30 $1.08 $0.86 $0.71 Weighted average number of shares Basic 8,560,371 8,330,069 8,154,859 7,989,534 7,946,328 Diluted 9,636,058 9,058,853 8,690,443 8,422,613 8,028,991 After restatement Basic $1.20 $0.94 $0.77 $0.60 $0.48 Diluted $1.06 $0.87 $0.72 $0.57 $0.47 Weighted average number of shares Basic 12,840,556 12,495,103 12,232,288 11,984,301 11,919,492 Diluted 14,454,087 13,588,279 13,035,664 12,633,919 12,043,486 Net Income Per Share - Quarterly Data: - -------------------- Mar 31 Jun 30 Sep 30 Dec 31 ------ ------ ------ ------ Before restatement 2001: Basic $0.42 $0.44 $0.39 $0.55 Diluted $0.38 $0.39 $0.34 $0.49 2000: Basic $0.35 $0.36 $0.25 $0.46 Diluted $0.33 $0.33 $0.23 $0.41 After restatement 2001: Basic $0.28 $0.29 $0.26 $0.37 Diluted $0.25 $0.26 $0.23 $0.32 2000: Basic $0.23 $0.24 $0.17 $0.30 Diluted $0.22 $0.22 $0.15 $0.28 2
Stock Prices - High and Low Closing Prices - ------------------------------------------ High Low ---- --- 2000 - ---- First Quarter 13.83 9.50 Second Quarter 18.00 11.83 Third Quarter 20.25 12.92 Fourth Quarter 20.08 13.00 2001 - ---- First Quarter 23.58 17.29 Second Quarter 28.07 21.71 Third Quarter 27.61 23.57 Fourth Quarter 31.33 25.13 Share Data - ---------- Before Split After Split ------------ ----------- At December 31, 2001 - -------------------- Common Shares Issued 8,867,162 13,300,743 Treasury Stock (116,459) (174,688) ------------ ------------- Outstanding 8,750,703 13,126,055 Stock Options Exercise Price Weighted Shares Range Average ---------- -------------- ----------- Outstanding at December 31, 2001 Before Split 2,925,732 $7.63 - $43.75 $16.43 After Split 4,388,598 $5.08 - $29.16 $10.95 Exercisable at December 31, 2001 Before Split 2,133,998 $7.63 - $28.47 $13.21 After Split 3,200,997 $5.08 - $18.98 $8.80 Available for Grant at December 31, 2001 Before Split 757,518 After Split 1,136,277 3
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be filed on its behalf by the undersigned hereunto duly authorized. Date: March 15, 2002 ICU MEDICAL, INC. By: /s/ Francis J. O'Brien ---------------------- Francis J. O'Brien Secretary, Treasurer and Chief Financial Officer 4